An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
In a statement, Vanguard said it was pleased to settle, and "committed to supporting the more than 50 million everyday ...
Investors can boost their after-tax returns by pairing assets with taxable accounts or tax-advantaged retirement accounts like 401(k) plans and IRAs.
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
More people are setting cash aside for retirement and a big reason for the increased saving is auto-enrollment.